RIA Registration & Compliance

Give advice legally as a registered adviser

RIA Registration & Compliance
Give advice legally as a registered adviser
ℹ️ About this tool

Explains SEBI Registered Investment Adviser (RIA) registration and compliance — what RIAs can do, fee-only and fiduciary duty, the distributor-vs-adviser separation, the registration path (qualification, certification, net worth, application) and ongoing compliance (suitability, disclosures, fee limits, records, audit). Use this if you plan to give personalised investment advice legally.

📄 Free guide — what this is, how to use it & cautions

Fill in each detail below as completely and accurately as you can — the more you provide, the more precise and ready-to-use your output will be. * marks required fields.

The form in which you intend to register.
What you do today — distribution, informal advice, none.
Relevant education and NISM/CFP etc.
Fee-only, planning, who you will serve.

Delivery & Payment Details

Used for your receipt. Your result appears on-screen and is downloadable as Word & PDF.

Order Summary

RIA Registration & Compliance₹83.90
GST 18%₹15.10
Total₹99.00

🔒 Secured by Razorpay · All outputs are AI-generated guidance — verify with qualified professionals for binding decisions.